Insider Trading

Full-Length

Compliance Series 1

Duration:

20 minutes

Guided by a narrator posed as a member of a corporate compliance team, in this module, learners explore underlying concepts, cases and scenarios related to insider trading. Largely based on U.S. law, this course includes a review of real-life enforcement actions demonstrating how insider trading cases develop. The course shares key examples of information that may create risk exposure to insider trading.

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Course Objectives:

Understand the basics of insidertrading
Recognize the key elements of insidertrading
Be aware of the consequences andliabilities of insider trading
Best practice recommendations foravoiding insider trading risk
Addresses key corporate practices and insidertrading terms including 10b5-1 plans, designated insiders, trading windows, andother insider trading elements

Course Library

Full-Length

Insider Trading

Compliance Series 1

Duration:

20 minutes

Course Objectives:

Watch the Trailer:

Version

Available in:

Enterprise

CS1ITML

Standard

CS1ITCL